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class="title">Document loading and URL resolving</h1>

<div class="contents topic" id="contents">
<p class="topic-title first">Contents</p>
<ul class="simple">
<li><a class="reference internal" href="#xml-catalogs" id="id2">XML Catalogs</a></li>
<li><a class="reference internal" href="#uri-resolvers" id="id3">URI Resolvers</a></li>
<li><a class="reference internal" href="#document-loading-in-context" id="id4">Document loading in context</a></li>
<li><a class="reference internal" href="#i-o-access-control-in-xslt" id="id5">I/O access control in XSLT</a></li>
</ul>
</div>
<p>The normal way to load external entities (such as DTDs) is by using
XML catalogs.  Lxml also has support for user provided document
loaders in both the parsers and XSL transformations.  These so-called
resolvers are subclasses of the etree.Resolver class.</p>
<div class="section" id="xml-catalogs">
<h1>XML Catalogs</h1>
<p>When loading an external entity for a document, e.g. a DTD, the parser
is normally configured to prevent network access (see the
<tt class="docutils literal">no_network</tt> parser option).  Instead, it will try to load the
entity from their local file system path or, in the most common case
that the entity uses a network URL as reference, from a local XML
catalog.</p>
<p><a class="reference external" href="http://www.oasis-open.org/committees/entity/spec.html">XML catalogs</a> are the preferred and agreed-on mechanism to load
external entities from XML processors.  Most tools will use them, so
it is worth configuring them properly on a system.  Many Linux
installations use them by default, but on other systems they may need
to get enabled manually.  The <a class="reference external" href="http://xmlsoft.org/">libxml2 site</a> has some documentation
on <a class="reference external" href="http://xmlsoft.org/catalog.html">how to set up XML catalogs</a></p>
</div>
<div class="section" id="uri-resolvers">
<h1>URI Resolvers</h1>
<p>Here is an example of a custom resolver:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="kn">from</span> <span class="nn">lxml</span> <span class="kn">import</span> <span class="n">etree</span>

<span class="gp">&gt;&gt;&gt; </span><span class="k">class</span> <span class="nc">DTDResolver</span><span class="p">(</span><span class="n">etree</span><span class="o">.</span><span class="n">Resolver</span><span class="p">):</span>
<span class="gp">... </span>    <span class="k">def</span> <span class="nf">resolve</span><span class="p">(</span><span class="bp">self</span><span class="p">,</span> <span class="n">url</span><span class="p">,</span> <span class="nb">id</span><span class="p">,</span> <span class="n">context</span><span class="p">):</span>
<span class="gp">... </span>        <span class="k">print</span><span class="p">(</span><span class="s2">"Resolving URL '</span><span class="si">%s</span><span class="s2">'"</span> <span class="o">%</span> <span class="n">url</span><span class="p">)</span>
<span class="gp">... </span>        <span class="k">return</span> <span class="bp">self</span><span class="o">.</span><span class="n">resolve_string</span><span class="p">(</span>
<span class="gp">... </span>            <span class="s1">'&lt;!ENTITY myentity "[resolved text: </span><span class="si">%s</span><span class="s1">]"&gt;'</span> <span class="o">%</span> <span class="n">url</span><span class="p">,</span> <span class="n">context</span><span class="p">)</span>
</pre></div>
<p>This defines a resolver that always returns a dynamically generated DTD
fragment defining an entity.  The <tt class="docutils literal">url</tt> argument passes the system URL of
the requested document, the <tt class="docutils literal">id</tt> argument is the public ID.  Note that any
of these may be None.  The context object is not normally used by client code.</p>
<p>Resolving is based on the methods of the Resolver object that build
internal representations of the result document.  The following
methods exist:</p>
<ul class="simple">
<li><tt class="docutils literal">resolve_string</tt> takes a parsable string as result document</li>
<li><tt class="docutils literal">resolve_filename</tt> takes a filename</li>
<li><tt class="docutils literal">resolve_file</tt> takes an open file-like object that has at least a read() method</li>
<li><tt class="docutils literal">resolve_empty</tt> resolves into an empty document</li>
</ul>
<p>The <tt class="docutils literal">resolve()</tt> method may choose to return None, in which case the next
registered resolver (or the default resolver) is consulted.  Resolving always
terminates if <tt class="docutils literal">resolve()</tt> returns the result of any of the above
<tt class="docutils literal"><span class="pre">resolve_*()</span></tt> methods.</p>
<p>Resolvers are registered local to a parser:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">parser</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XMLParser</span><span class="p">(</span><span class="n">load_dtd</span><span class="o">=</span><span class="bp">True</span><span class="p">)</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">parser</span><span class="o">.</span><span class="n">resolvers</span><span class="o">.</span><span class="n">add</span><span class="p">(</span> <span class="n">DTDResolver</span><span class="p">()</span> <span class="p">)</span>
</pre></div>
<p>Note that we instantiate a parser that loads the DTD.  This is not done by the
default parser, which does no validation.  When we use this parser to parse a
document that requires resolving a URL, it will call our custom resolver:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">xml</span> <span class="o">=</span> <span class="s1">'&lt;!DOCTYPE doc SYSTEM "MissingDTD.dtd"&gt;&lt;doc&gt;&amp;myentity;&lt;/doc&gt;'</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">tree</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">parse</span><span class="p">(</span><span class="n">StringIO</span><span class="p">(</span><span class="n">xml</span><span class="p">),</span> <span class="n">parser</span><span class="p">)</span>
<span class="go">Resolving URL 'MissingDTD.dtd'</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">root</span> <span class="o">=</span> <span class="n">tree</span><span class="o">.</span><span class="n">getroot</span><span class="p">()</span>
<span class="gp">&gt;&gt;&gt; </span><span class="k">print</span><span class="p">(</span><span class="n">root</span><span class="o">.</span><span class="n">text</span><span class="p">)</span>
<span class="go">[resolved text: MissingDTD.dtd]</span>
</pre></div>
<p>The entity in the document was correctly resolved by the generated DTD
fragment.</p>
</div>
<div class="section" id="document-loading-in-context">
<h1>Document loading in context</h1>
<p>XML documents memorise their initial parser (and its resolvers) during their
life-time.  This means that a lookup process related to a document will use
the resolvers of the document's parser.  We can demonstrate this with a
resolver that only responds to a specific prefix:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="k">class</span> <span class="nc">PrefixResolver</span><span class="p">(</span><span class="n">etree</span><span class="o">.</span><span class="n">Resolver</span><span class="p">):</span>
<span class="gp">... </span>    <span class="k">def</span> <span class="nf">__init__</span><span class="p">(</span><span class="bp">self</span><span class="p">,</span> <span class="n">prefix</span><span class="p">):</span>
<span class="gp">... </span>        <span class="bp">self</span><span class="o">.</span><span class="n">prefix</span> <span class="o">=</span> <span class="n">prefix</span>
<span class="gp">... </span>        <span class="bp">self</span><span class="o">.</span><span class="n">result_xml</span> <span class="o">=</span> <span class="s1">'''</span><span class="se">\</span>
<span class="gp">... </span><span class="s1">             &lt;xsl:stylesheet</span>
<span class="gp">... </span><span class="s1">                    xmlns:xsl="http://www.w3.org/1999/XSL/Transform"&gt;</span>
<span class="gp">... </span><span class="s1">               &lt;test xmlns="testNS"&gt;</span><span class="si">%s</span><span class="s1">-TEST&lt;/test&gt;</span>
<span class="gp">... </span><span class="s1">             &lt;/xsl:stylesheet&gt;</span>
<span class="gp">... </span><span class="s1">             '''</span> <span class="o">%</span> <span class="n">prefix</span>
<span class="gp">... </span>    <span class="k">def</span> <span class="nf">resolve</span><span class="p">(</span><span class="bp">self</span><span class="p">,</span> <span class="n">url</span><span class="p">,</span> <span class="n">pubid</span><span class="p">,</span> <span class="n">context</span><span class="p">):</span>
<span class="gp">... </span>        <span class="k">if</span> <span class="n">url</span><span class="o">.</span><span class="n">startswith</span><span class="p">(</span><span class="bp">self</span><span class="o">.</span><span class="n">prefix</span><span class="p">):</span>
<span class="gp">... </span>            <span class="k">print</span><span class="p">(</span><span class="s2">"Resolved url </span><span class="si">%s</span><span class="s2"> as prefix </span><span class="si">%s</span><span class="s2">"</span> <span class="o">%</span> <span class="p">(</span><span class="n">url</span><span class="p">,</span> <span class="bp">self</span><span class="o">.</span><span class="n">prefix</span><span class="p">))</span>
<span class="gp">... </span>            <span class="k">return</span> <span class="bp">self</span><span class="o">.</span><span class="n">resolve_string</span><span class="p">(</span><span class="bp">self</span><span class="o">.</span><span class="n">result_xml</span><span class="p">,</span> <span class="n">context</span><span class="p">)</span>
</pre></div>
<p>We demonstrate this in XSLT and use the following stylesheet as an example:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">xml_text</span> <span class="o">=</span> <span class="s2">"""</span><span class="se">\</span>
<span class="gp">... </span><span class="s2">&lt;xsl:stylesheet version="1.0"</span>
<span class="gp">... </span><span class="s2">   xmlns:xsl="http://www.w3.org/1999/XSL/Transform"&gt;</span>
<span class="gp">... </span><span class="s2">  &lt;xsl:include href="honk:test"/&gt;</span>
<span class="gp">... </span><span class="s2">  &lt;xsl:template match="/"&gt;</span>
<span class="gp">... </span><span class="s2">    &lt;test&gt;</span>
<span class="gp">... </span><span class="s2">      &lt;xsl:value-of select="document('hoi:test')/*/*/text()"/&gt;</span>
<span class="gp">... </span><span class="s2">    &lt;/test&gt;</span>
<span class="gp">... </span><span class="s2">  &lt;/xsl:template&gt;</span>
<span class="gp">... </span><span class="s2">&lt;/xsl:stylesheet&gt;</span>
<span class="gp">... </span><span class="s2">"""</span>
</pre></div>
<p>Note that it needs to resolve two URIs: <tt class="docutils literal">honk:test</tt> when compiling the XSLT
document (i.e. when resolving <tt class="docutils literal">xsl:import</tt> and <tt class="docutils literal">xsl:include</tt> elements) and
<tt class="docutils literal">hoi:test</tt> at transformation time, when calls to the <tt class="docutils literal">document</tt> function
are resolved.  If we now register different resolvers with two different
parsers, we can parse our document twice in different resolver contexts:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">hoi_parser</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XMLParser</span><span class="p">()</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">normal_doc</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">parse</span><span class="p">(</span><span class="n">StringIO</span><span class="p">(</span><span class="n">xml_text</span><span class="p">),</span> <span class="n">hoi_parser</span><span class="p">)</span>

<span class="gp">&gt;&gt;&gt; </span><span class="n">hoi_parser</span><span class="o">.</span><span class="n">resolvers</span><span class="o">.</span><span class="n">add</span><span class="p">(</span> <span class="n">PrefixResolver</span><span class="p">(</span><span class="s2">"hoi"</span><span class="p">)</span> <span class="p">)</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">hoi_doc</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">parse</span><span class="p">(</span><span class="n">StringIO</span><span class="p">(</span><span class="n">xml_text</span><span class="p">),</span> <span class="n">hoi_parser</span><span class="p">)</span>

<span class="gp">&gt;&gt;&gt; </span><span class="n">honk_parser</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XMLParser</span><span class="p">()</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">honk_parser</span><span class="o">.</span><span class="n">resolvers</span><span class="o">.</span><span class="n">add</span><span class="p">(</span> <span class="n">PrefixResolver</span><span class="p">(</span><span class="s2">"honk"</span><span class="p">)</span> <span class="p">)</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">honk_doc</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">parse</span><span class="p">(</span><span class="n">StringIO</span><span class="p">(</span><span class="n">xml_text</span><span class="p">),</span> <span class="n">honk_parser</span><span class="p">)</span>
</pre></div>
<p>These contexts are important for the further behaviour of the documents.  They
memorise their original parser so that the correct set of resolvers is used in
subsequent lookups.  To compile the stylesheet, XSLT must resolve the
<tt class="docutils literal">honk:test</tt> URI in the <tt class="docutils literal">xsl:include</tt> element.  The <tt class="docutils literal">hoi</tt> resolver cannot
do that:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">transform</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XSLT</span><span class="p">(</span><span class="n">normal_doc</span><span class="p">)</span>
<span class="gt">Traceback (most recent call last):</span>
  <span class="c">...</span>
<span class="gr">lxml.etree.XSLTParseError</span>: <span class="n">Cannot resolve URI honk:test</span>

<span class="gp">&gt;&gt;&gt; </span><span class="n">transform</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XSLT</span><span class="p">(</span><span class="n">hoi_doc</span><span class="p">)</span>
<span class="gt">Traceback (most recent call last):</span>
  <span class="c">...</span>
<span class="gr">lxml.etree.XSLTParseError</span>: <span class="n">Cannot resolve URI honk:test</span>
</pre></div>
<p>However, if we use the <tt class="docutils literal">honk</tt> resolver associated with the respective
document, everything works fine:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">transform</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XSLT</span><span class="p">(</span><span class="n">honk_doc</span><span class="p">)</span>
<span class="go">Resolved url honk:test as prefix honk</span>
</pre></div>
<p>Running the transform accesses the same parser context again, but since it now
needs to resolve the <tt class="docutils literal">hoi</tt> URI in the call to the document function, its
<tt class="docutils literal">honk</tt> resolver will fail to do so:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">result</span> <span class="o">=</span> <span class="n">transform</span><span class="p">(</span><span class="n">normal_doc</span><span class="p">)</span>
<span class="gt">Traceback (most recent call last):</span>
  <span class="c">...</span>
<span class="gr">lxml.etree.XSLTApplyError</span>: <span class="n">Cannot resolve URI hoi:test</span>

<span class="gp">&gt;&gt;&gt; </span><span class="n">result</span> <span class="o">=</span> <span class="n">transform</span><span class="p">(</span><span class="n">hoi_doc</span><span class="p">)</span>
<span class="gt">Traceback (most recent call last):</span>
  <span class="c">...</span>
<span class="gr">lxml.etree.XSLTApplyError</span>: <span class="n">Cannot resolve URI hoi:test</span>

<span class="gp">&gt;&gt;&gt; </span><span class="n">result</span> <span class="o">=</span> <span class="n">transform</span><span class="p">(</span><span class="n">honk_doc</span><span class="p">)</span>
<span class="gt">Traceback (most recent call last):</span>
  <span class="c">...</span>
<span class="gr">lxml.etree.XSLTApplyError</span>: <span class="n">Cannot resolve URI hoi:test</span>
</pre></div>
<p>This can only be solved by adding a <tt class="docutils literal">hoi</tt> resolver to the original parser:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">honk_parser</span><span class="o">.</span><span class="n">resolvers</span><span class="o">.</span><span class="n">add</span><span class="p">(</span> <span class="n">PrefixResolver</span><span class="p">(</span><span class="s2">"hoi"</span><span class="p">)</span> <span class="p">)</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">result</span> <span class="o">=</span> <span class="n">transform</span><span class="p">(</span><span class="n">honk_doc</span><span class="p">)</span>
<span class="go">Resolved url hoi:test as prefix hoi</span>
<span class="gp">&gt;&gt;&gt; </span><span class="k">print</span><span class="p">(</span><span class="nb">str</span><span class="p">(</span><span class="n">result</span><span class="p">)[:</span><span class="o">-</span><span class="mi">1</span><span class="p">])</span>
<span class="go">&lt;?xml version="1.0"?&gt;</span>
<span class="go">&lt;test&gt;hoi-TEST&lt;/test&gt;</span>
</pre></div>
<p>We can see that the <tt class="docutils literal">hoi</tt> resolver was called to generate a document that
was then inserted into the result document by the XSLT transformation.  Note
that this is completely independent of the XML file you transform, as the URI
is resolved from within the stylesheet context:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">result</span> <span class="o">=</span> <span class="n">transform</span><span class="p">(</span><span class="n">normal_doc</span><span class="p">)</span>
<span class="go">Resolved url hoi:test as prefix hoi</span>
<span class="gp">&gt;&gt;&gt; </span><span class="k">print</span><span class="p">(</span><span class="nb">str</span><span class="p">(</span><span class="n">result</span><span class="p">)[:</span><span class="o">-</span><span class="mi">1</span><span class="p">])</span>
<span class="go">&lt;?xml version="1.0"?&gt;</span>
<span class="go">&lt;test&gt;hoi-TEST&lt;/test&gt;</span>
</pre></div>
<p>It may be seen as a matter of taste what resolvers the generated document
inherits.  For XSLT, the output document inherits the resolvers of the input
document and not those of the stylesheet.  Therefore, the last result does not
inherit any resolvers at all.</p>
</div>
<div class="section" id="i-o-access-control-in-xslt">
<h1>I/O access control in XSLT</h1>
<p>By default, XSLT supports all extension functions from libxslt and libexslt as
well as Python regular expressions through EXSLT.  Some extensions enable
style sheets to read and write files on the local file system.</p>
<p>XSLT has a mechanism to control the access to certain I/O operations during
the transformation process.  This is most interesting where XSL scripts come
from potentially insecure sources and must be prevented from modifying the
local file system.  Note, however, that there is no way to keep them from
eating up your precious CPU time, so this should not stop you from thinking
about what XSLT you execute.</p>
<p>Access control is configured using the <tt class="docutils literal">XSLTAccessControl</tt> class.  It can be
called with a number of keyword arguments that allow or deny specific
operations:</p>
<div class="syntax"><pre><span class="gp">&gt;&gt;&gt; </span><span class="n">transform</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XSLT</span><span class="p">(</span><span class="n">honk_doc</span><span class="p">)</span>
<span class="go">Resolved url honk:test as prefix honk</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">result</span> <span class="o">=</span> <span class="n">transform</span><span class="p">(</span><span class="n">normal_doc</span><span class="p">)</span>
<span class="go">Resolved url hoi:test as prefix hoi</span>

<span class="gp">&gt;&gt;&gt; </span><span class="n">ac</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XSLTAccessControl</span><span class="p">(</span><span class="n">read_network</span><span class="o">=</span><span class="bp">False</span><span class="p">)</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">transform</span> <span class="o">=</span> <span class="n">etree</span><span class="o">.</span><span class="n">XSLT</span><span class="p">(</span><span class="n">honk_doc</span><span class="p">,</span> <span class="n">access_control</span><span class="o">=</span><span class="n">ac</span><span class="p">)</span>
<span class="go">Resolved url honk:test as prefix honk</span>
<span class="gp">&gt;&gt;&gt; </span><span class="n">result</span> <span class="o">=</span> <span class="n">transform</span><span class="p">(</span><span class="n">normal_doc</span><span class="p">)</span>
<span class="gt">Traceback (most recent call last):</span>
  <span class="c">...</span>
<span class="gr">lxml.etree.XSLTApplyError</span>: <span class="n">xsltLoadDocument: read rights for hoi:test denied</span>
</pre></div>
<p>There are a few things to keep in mind:</p>
<ul class="simple">
<li>XSL parsing (<tt class="docutils literal">xsl:import</tt>, etc.) is not affected by this mechanism</li>
<li><tt class="docutils literal">read_file=False</tt> does not imply <tt class="docutils literal">write_file=False</tt>, all controls are
independent.</li>
<li><tt class="docutils literal">read_file</tt> only applies to files in the file system.  Any other scheme
for URLs is controlled by the <tt class="docutils literal">*_network</tt> keywords.</li>
<li>If you need more fine-grained control than switching access on and off, you
should consider writing a custom document loader that returns empty
documents or raises exceptions if access is denied.</li>
</ul>
</div>
</div>
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